During an internal audit, an auditor will need to speak to people at different levels and authorities within the business - such as:
- The person who has overall accountability for the process, system or control
- The person who conducts the process on a day-to-day basis
- If auditing the awareness of employees, a random sampling of employees, chosen by the auditor, from different areas of the organisation will be needed
related BLog
No items found.
"
URM's diligence during these audits has resulted in the business as a whole pulling together to collectively ensure that we up to par with the requirements. While our working relationship with URM’s consultant is fantastic, we are held to account for every bullet point of every requirement on every audit, which is precisely what we expect.
Open Banking Platform
contact US
Let us help you
Let us help you in your compliance journey by completing the form and letting us know how we can best support you.